FAQS

  1. When and where was AXT incorporated?
  2. When did AXT hold its initial public offering (IPO) and what was the opening price?
  3. When did AXT hold its secondary public offering and and how many shares were offered?
  4. On which exchange(s) are AXT shares currently traded?.
  5. Who is AXT's transfer agent?
  6. Whom do I contact regarding lost stock certificates or change of address?
  7. How can I purchase AXT shares in common stock?
  8. Does AXT pay a dividend on their stock, or do they have a dividend reinvestment plan?
  9. Who are the analysts that currently cover AXT?
  10. What is AXT's S.I.C. number?
  11. What is AXT's CUSIP number?
  12. Who is AXT's outside legal counsel?
  13. Who are AXT's independent auditors?
  14. How can I reach the Investor Relations department?

When and where was AXT incorporated?
AXT was incorporated in California in December 1986 and was reincorporated in Delaware in May 1998.
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When did AXT hold its initial public offering (IPO) and what was the opening price?
AXT went public on May 20, 1998, issuing 2.5 million shares for $10 per share. The offering was lead by Prudential Securities and co-lead by SG Cowen and Company.
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When did AXT hold its secondary public offering and and how many shares were offered?
AXT offered approximately 2.2 million shares and a selling shareholder offered 20,000 shares on September 20, 2000 at $34.25 per share. The lead underwriter was Prudential Volpe Technology and the co-leads were CIBC World Markets, Wit Soundview, ABN AMRO Rothchild and Pacific Crest Securities.
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On which exchange(s) are AXT shares currently traded?.
AXT common stock is currently traded on the Nasdaq Global market under the symbol AXTI
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Who is AXT's transfer agent?
The transfer agent and registrar for AXT's common stock is Broadridge Corporate Issuer Solutions, Inc. Their phone number is (877) 830-4936. The website for Broadridge Corporate Issuer Solutions, Inc. is www.broadridge.com.
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Whom do I contact regarding lost stock certificates or change of address?
All questions regarding the ownership of AXT stock should be addressed to our transfer agent, Registrar and Transfer Company.
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How can I purchase AXT shares in common stock?
Please contact a registered broker.
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Does AXT pay a dividend on their stock, or do they have a dividend reinvestment plan?
Currently AXT does not pay a dividend as all profits are reinvested into the company. Hence there is no dividend reinvestment plan.
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Who are the analysts that currently cover AXT?
Analyst Coverage
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What is AXT's S.I.C. number?
AXT is listed under the SIC code number 3674, Electronic Components.
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What is AXT's CUSIP number?
The CUSIP number for AXT is 030514-10-3.
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Who is AXT's outside legal counsel?
Wilson Sonsini Goodrich & Rosati is AXT's outside legal counsel.
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Who are AXT's independent auditors?
Burr, Pilger & Mayer LLP is AXT's independent auditors.
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How can I reach the Investor Relations department?
You can reach the Investor Relations department by calling (650) 312- 9060 or by sending an email to leslie@greencommunicationsllc.com. Please feel free to call if you have any questions.
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